LPL Financial Welcomes Advisors Who Joined the Firm in Q4 2017

$100M+

• Laura Ahl, John Beard, Jeff Bevacqua, Kenneth Brown, Miranda Collingwood, Barbara Cummings, Jeffrey Evans, Dennis Finch, Toni Frisina, Linda Galeone, Craig Grenci, Christine Goughnour, Tanya Hoffman, Thomas Jensen, Gerald Kemick, Arthur Laneve, Brian Liptak, Keith Lohm, William McCullough, Michael McDermott, Robert Schriefer, Ryan Weigle and Jere Wise Jr., Warren, Pa. (Cetera Investment Services LLC)
• Ronald Baliton, Celeste Byers, Louis Capezza, Steve Compton, Todd Feintuch, Keith Gilmore, Peter Lowery, Tobias Meek, Carl Newton, Dennis Nolte and James Zick, Stuart, Fla. (INVEST Financial Corporation)
• Stacy Clifford, Clifton Park, N.Y. (Cetera Advisor Networks LLC)
• Ryan Gallo and Michael Gennawey, Irvine, Calif. (CUSO Financial Services L.P.)
• James Griffin and Charles Moore III, Cornelius, N.C. (Nationwide Securities Inc.)
• Dennis Jackson, Keller, Texas (Edward Jones)
• Debra Nadeau and Dominic Nadeau, Burr Ridge, Ill. (MML Investors Services LLC)
• Andrew Roller and H. Dewey Thompson, Kokomo, Ind. (CFD Investments Inc.)
• Brent Steinberg and Lance Steinberg, Portland, Ore. (D.A. Davidson & Co. and Wells Fargo Advisors LLC, respectively)
• Brian Wong, San Mateo, Calif. (Waddell & Reed Inc.)

$50M-$99M

• Leigh Allen, Battle Ground, Wash. (Wedbush Securities Inc.)
• Peter Arnold, Fresno, Calif. (Merrill Lynch, Pierce, Fenner & Smith Inc.)
• Joe Balam, Modesto, Calif. (Principal Securities Inc.)
• Peter Blackwell, Spokane, Wash. (Edward Jones)
• James Boudreaux, Westborough, Mass. (MetLife Securities Inc.)
• Peter Cote, Fiskdale, Mass. (Cetera Advisor Networks LLC)
• Peter Daiker, Omaha, Neb. (Wells Fargo Advisors LLC)
• Damon Dozier, Fredericksburg, Texas (J.P. Morgan Securities LLC)
• James Forsyth, Cypress, Texas (Edward Jones)
• John Hall, Benicia, Calif. (Waddell & Reed Inc.)
• Aaron Herwig and Jonathan Hines, Leawood, Kan. (Waddell & Reed Inc.)
• William Hinds, Clinton, Ark. (Edward Jones)
• Brian Inman, Tampa, Fla. (Merrill Lynch, Pierce, Fenner & Smith Inc.)
• Richard Johnson and Bradley Morris, Westchester, Ill. (Waddell & Reed Inc.)
• Michael Lance, Larkspur, Calif. (Wells Fargo Advisors LLC)
• Patricia Laramore, Ada, Okla. (Securities America Inc.)
• Tim Kelly, Omaha, Neb. (Wells Fargo Advisors LLC)
• Argiroula Mastrodimos, Hackettstown, N.J. (Wells Fargo Advisors LLC)
• Brian McQueeney, Coventry, Conn. (Cetera Advisor Networks LLC)
• Gilbert Neighbors, Huntsville, Ala. (Wells Fargo Advisors LLC)
• Jon Otterness, Plymouth, Minn. (Ameriprise Financial Services Inc.)
• James Pender and Craig Sablosky, Reston, Va. (Investment Professionals Inc.)
• David Porter, Louisville, Ky. (Wells Fargo Advisors LLC)
• Robert Reidinger, Pitman, N.J. (Wells Fargo Advisors LLC)
• Joseph Riccelli, Bridgewater, N.J. (PNC Investments)
• Scott Skidmore, Waterbury, Conn. (Wells Fargo Advisors LLC)
• Eric Sluss, Canonsburg, Pa. (Ameriprise Financial Services Inc.)
• Ethan Smith and Brett Walker, Gulfport, Miss. (Hancock Investment Services Inc.)
• Tamela Sperr, Morris, Minn. (Edward Jones)
• Kent Tanaka, Glendale, Calif. (Ameriprise Financial Services Inc.)
• Nicholas Thom, Nicollet, Minn. (Edward Jones)
• Timothy Thompson, Glen Allen, Va. (H. Beck Inc.)
• Robert Walker III, Pittsford, N.Y. (Key Bank)
• Kelly Wamble, Kenmore, Wash. (D.A. Davidson & Co.)
• Becky Vittum, Claremont, N.H. (Raymond James Financial Services Inc.)
• John Zezini, Granite Bay, Calif. (Royal Alliance Associates Inc.)

$30M-$49M

• Teresa Adams, Denison, Texas (Edward Jones)
• William Baucum III, Daniel Griffey and Charles Schilleci, Knoxville, Tenn. (Wells Fargo Advisors LLC)
• Roger Berger and Harold Hagy, Lehighton, Pa. (Nationwide Securities LLC)
• Justin Bradford, Charlotte, N.C. (Robert W. Baird & Co. Inc.)
• Michele Brigman Pemberton, Indian Wells, Calif. (World Equity Group Inc.)
• Paul Brown, Charlotte, N.C. (Merrill Lynch, Pierce, Fenner & Smith Inc.)
• Benjamin Cauthorn, Strasburg, Va. (Edward Jones)
• Andrew Chen, Roseville, Calif. (Edward Jones)
• Adam Christner, Lagrange, Ind. (Edward Jones)
• Adrian Concepcion, San Diego (Merrill Lynch, Pierce, Fenner & Smith Inc.)
• Nicholas Curinga, James Kasier and Philip Webb, Canonsburg, Pa. (Waddell & Reed Inc.)
• James Dimos, Bedford, N.H. (MetLife Securities Inc.)
• Joseph Dorrycott, Irwin, Pa. (Oppenheimer & Co. Inc.)
• Jamie Gore, Albertville, Ala. (MML Investors Services LLC)
• Christopher Hanson and Dana Rausch, Piedmont, S.D. (Principal Securities Inc.)
• Matthew Hart, Hilliard, Ohio (MML Investors Services LLC)
• Lester Hockenbery, Jacksonville, Fla. (Sterne Agee Financial Services Inc.)
• Deborah Hollar, Covington, Tenn. (Edward Jones)
• Steven Lloyd and Bryan Weeks, Las Vegas (MML Investors Services LLC)
• Jeffrey McCue, Mooresville, N.C. (Cetera Advisor Networks LLC)
• Travis McGann, Phoenix (Wells Fargo Advisors LLC)
• Henry Millner, Lynchburg, Va. (Northwestern Mutual Investment Services LLC)
• Scott Murray, Spokane, Wash. (Voya Financial Advisors Inc.)
• Clayton Nall, Sugar Land, Texas (Merrill Lynch, Pierce, Fenner & Smith Inc.)
• Rodd Newhouse, Lucas, Texas (Wells Fargo Advisors LLC)
• David Phipps, Mattoon, Ill. (Stifel, Nicolaus & Company Inc.)
• Jerrod Pinkston, Little Rock, Ark. (Next Financial Group Inc.)
• Guido Sarcione, Cranston, R.I. (MML Investor Services LLC)
• Arlene Singer, Freehold, N.J. (R.M. Stark & Co. Inc.)
• Jathan Stisher, Huntsville, Ala. (MML Investors Services LLC)
• Thomas Walker, Tigard, Ore. (Edward Jones)

Each individual advisor (s) asset number was reported by the advisor (s) based on prior brokerage and/or advisory business and has not been independently and fully verified by LPL. This information is not intended to change any of the information previously publicly disclosed by LPL Financial.

Related links:

Top NPH firms and advisors who joined LPL who were previously reported

Advisors who joined LPL in Q3 2017

Advisors who joined LPL in Q2 2017

Advisors who joined LPL in Q1 2017

How LPL can help you manage your business

Forward-Looking Statements

Statements in this press release regarding LPL Financial Holdings Inc.'s (together with its subsidiaries, including LPL Financial LLC, the "Company") potential future levels of assets serviced, growth, business strategy, and plans, as well as any other statements that are not related to present facts or current conditions or that are not purely historical, constitute forward-looking statements. These forward-looking statements are based on the Company's historical performance and its plans, estimates and expectations as of Feb. 15, 2018. The words "anticipates," "believes," "expects," "may," "plans," "predicts," "will" and similar expressions are intended to identify forward-looking statements, although not all forward-looking statements contain these identifying words. Forward-looking statements are not guarantees that the future levels of assets serviced, results, plans, intentions or expectations expressed or implied by the Company will be achieved. Matters subject to forward-looking statements involve known and unknown risks and uncertainties, including economic, legislative, regulatory, competitive and other factors, which may cause levels of assets serviced, actual financial or operating results, levels of activity, or the timing of events, to be materially different than those expressed or implied by forward-looking statements. In particular, the Company can provide no assurance that the assets reported as serviced by its newly recruited financial advisors at their prior firms will translate into assets serviced at LPL. Important factors that could cause or contribute to such differences include: the choice by one or any of the clients of the Company's newly recruited financial advisors mentioned in this press release not to open accounts at LPL Financial and/or move their respective assets from advisor’s prior firm to a new account at LPL Financial; discovery of errors made in the calculation of assets serviced reported by the newly recruited advisor; changes in general economic and financial market conditions, including retail investor sentiment; fluctuations in the value of assets under custody; effects of competition in the financial services industry; and the other factors set forth in Part I, "Item 1A. Risk Factors" in the Company's 2016 Annual Report on Form 10-K and any subsequent SEC filing. Except as required by law, the Company specifically disclaims any obligation to update any forward-looking statements as a result of developments occurring after the date of this press release, even if its estimates change, and you should not rely on those statements as representing the Company's views as of any date subsequent to the date of Feb. 15, 2018.